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Before the pot boils, it simmers. Between the conception and the creation falls the shadow. The cusp of something about to be born. A rough beast slouching toward Bethlehem. It is the ambiguous time between the discrete textbook ages of history that we name that is most interesting.

We generally name Romanticism in art as something that thrived in the first half of the 19th century. If it has a birth date, it is usually given as 1798, when William Wordsworth and Samuel Taylor Coleridge first published their Lyrical Ballads, a book of poems that seemed to be a clean break with the past.

Certainly there are other dates we could choose. In music, we often give 1805 and the first performance of Beethoven’s Eroica symphony. In politics, it might be 1789 and the fall of the Bastille in Paris. Or Goya’s Caprichos, published in 1799. Picking a single date is absurd, because Romanticism wasn’t born like Athena, burst instantly from the head of Zeus. It wasn’t born at all; rather, it accumulated. 

And in the 50 or so years before we gave the movement a name, it kept popping its head up above the surface in odd moments, letting us know it was coming. 

Before Beethoven, there were the Sturm und Drang symphonies of Joseph Haydn, beginning with his Symphony No. 39 in G-minor of 1765. There was Goethe’s Sorrows of Young Werther of 1774, that set all of Europe to sympathetic weeping and toward a penchant for suicide. In English, there was Horace Walpole’s Castle of Otranto, from 1764 that began a craze for Gothic novels, with their attendant gloom, rattling chains and ghosts in dungeons. There were the faux Celtic sagas that James McPherson published in 1765 as The Works of Ossian. All these, and many more came as a sort of antidote to the rationality of the Enlightenment. 

And, there are the prisons of Giovanni Battista Piranesi. These 16 etchings are sui generis in Piranesi’s vast output, and a fierce eruption rising to the surface of the simmering pot. 

Piranesi (1729-1778) was an architect, archeologist and printmaker who was fascinated by the ruins of Ancient Rome. While his architectural work consisted of a single building, and his archeology was more of a sideline, it is as an etcher and engraver that he became famous. One of the best printmakers of his time, his intricate detail and exacting craftsmanship were exceptional. 

Half his work functioned as a record of archeological evidence, cataloguing ancient architectural detail; the other half was as a profitable creator of souvenirs for European aristocracy, mainly British, who were taking the “Grand Tour” of Europe to flesh out their educations. 

These prints, known as Vedute, or “Views,” were in the Picturesque tradition — ruins covered in vines and under the arches of which lived peasants. It was a rich tradition in the second half of the 18th Century, and a bankable genre for artists wishing to make a good living. 

During this time, the rediscovery of Pompeii and Herculaneum prompted an interest in the past, including Ancient Greece, Egypt and the Gothic.  Johann Joachim Winckelmann was writing ecstatically about the glory that was Greece and the grandeur that was Rome. Piranesi rode this rising tide and published hundreds of vedute engravings. 

Many of these transcended the reality of the ruins left in Rome and the Campagna and were pure fantasies of what might have been. The more extravagant the fantasy, the better. 

In the midst of these popular prints, in the late 1740s, Piranesi began making a series of fantasy prints of imaginary prisons, or carceri, built of immense dank spaces and torture devices. Each of the original 14 prints was roughly the size of a 16-by-20 photograph, large by most etching standards. But they were an anomaly, and didn’t sell well. Surely, they came a decade too early.

For, in 1761, Piranesi reworked the original plates, adding two new ones, and republished them as Carceri d’invenzione, or “imaginary prisons.” According to Belgian writer, Marguerite Yourcenar, they represent “negation of time, incoherence of space, suggested levitation, intoxication of the impossible reconciled or transcended.” And can best be understood as externalizations of internal mental and emotional states. Nightmares, even.

 

Plate I Title; Plate II Man on the rack

Plate III The round tower; Plate IV The piazza

Plate V The lion bas-reliefs; Plate VI The smoking fire

Plate VII The drawbridge; Plate VIII The staircase with trophies

 

Plate IX The giant wheel

 

Plate X Prisoners on the projecting platform

 

Plate XI Arch with a shell ornament

 

Plate XII The sawhorse

 

Plate XIII The well

 

Plate XIV The Gothic arch

Plate XV Pier with a lamp

 

Plate XVI Pier with chains

 

Comparing the first and second states of the series, one sees them change from rather sketchy drawings to richly inked, dark and menacing spaces, with architecture and geometry that are often physically impossible — almost Escher like. 

The 1761 version of the plates were enormously popular and were reprinted many times. They leave behind the comfort and orderliness of the 18th Century and look ahead to the Byronic, irrational and psychologically disturbing Zeitgeist of the early 19th Century. They are a harbinger, a precursor, a herald. 

They are a manifestation of the sublime — a concept fresh in the culture, with a translation, in French, by Nicolas Boileau-Despréaux of the Perihypsos (“On the Sublime”) of the Roman author Longinus, and a book-length essay on the subject by English writer and politician Edmund Burke. 

The sublime is the profound psychological awareness of the immensity of the cosmos and vastness of nature compared with the puny insignificance of humans, but seen not simply as depressing or frightening, but as unbearably beautiful. Joseph Addison called it “an agreeable kind of horror.” It is awe, in the sense the word had before it became cant among American teenagers for whom a peanut-butter sandwich might casually be called “awesome.” 

In Longinus, we read: “We are by nature led to marvel, not, indeed, at little streams, clear and useful though they be, but at the Nile, the Danube, of the Rhine, and still more at the Ocean. A little fire which we have lit may keep pits flame pure and constant, but it does not awe us more than the fires of heaven, through these may often be obscured; nor do we consider our little fire more worthy of admiration than the craters of Etna whose eruptions throw up rocks and mighty boulders or at times pour fourth rivers of lava from that single fire within the earth. We might say of all such matters that man can easily understand what is useful or necessary, but he admires what passes his understanding.”

And so, the Carceri cannot be made coherent and understandable. The prisons expand outward into unseen spaces that open again into other unseen spaces. There are stairs to nowhere, torture devices in the shadows, catwalks over bottomless pits, stones overgrown with moss — and many tiny, nearly unseeable figures, caught in this Kafka-esque labyrinth. 

—You can find a wonderful animated tour through Piranesi’s prison on YouTube (link here). 

And you can get some of the effect in reality in the actual Medieval prison, the Conciergerie, in Paris, where Marie Antoinette was held before her beheading.

Mt. St. Michel

Or the rambling stairs and arches of Mont St. Michel at the border of Normandy and Brittany.

 

The Carceri are not anomalous for their subject alone: Unlike Piranesi’s usual draftsmanlike exactitude in his drawings, the prisons are nearly scribbled onto the etching plate. They imply a kind of fury in their creation, as if Piranesi were trying to get his vision down into line before they evaporated from his boiling imagination. Shelley once described the moment of creation as an ember rapidly cooling that needs be indited before the glow darkens. You can see Piranesi frantic not to lose the hallucination. 

The change from Classicism to Romanticism — like the change from the Renaissance to the Baroque — is not simply one of rationalism curdled to emotionalism, but of clarity as a virtue lost into a fog of ambiguity and incoherence. It is Racine metamorphosed to Rousseau. 

Beethoven’s “Fidelio”

The subject matter had enormous influence as the 19th Century was born. It is the Venetian prison and escape described by Giocomo Casanova in his 1787 Story of My Flight and later in his memoirs. Prisons and dungeons are everywhere to be found in literature, art and music. It is the prison where Florestan is rescued by Leonora in Beethoven’s opera, Fidelio. It is the dungeon where François Bonivard meditated in Byron’s Prisoner of Chillon. It is the prison that Alexandre Dumas, père, put The Man in the Iron Mask. It is the torture site of the Inquisition in Edgar Allen Poe’s The Pit and the Pendulum. Not the least, it is, historically, the Bastille in Paris and its siege and fall that set off the French Revolution. 

“Dracula”

It is a trope that continues into the 20th and 21st centuries. It is Carfax Abbey in Tod Browning’s 1931 film, Dracula. 

The very gantry ways and bridges make their way into Fritz Lang’s Metropolis. 

Now, that same spacious gothic sublime turns up in fantasy films, such as Lord of the Rings, on TV in Game of Thrones and in nerd games, like Dungeons and Dragons. 

You can find its inception in 1761 with Piranesi. 

Awesome. 

Click on any image to enlarge

pit and pendulum poster
INTRODUCTION

Art keeps changing. What is popular in one century is laughed at in the next. Victorians hated the undisciplined libidos of the Romantics; the 20th Century has found the Victorians cloying, sentimental and insincere.

But what causes these changes in taste? It is too often believed that styles change merely out of boredom, as if we got tired of one look and were attracted to the glittering novelty of the next.

And while there is certainly something to the idea of the bright, shiny and new, there is also something deeper and more meaningful.

For art history is not just a history of shifting styles, but of changing sensibilities. The transformation of one age into the next — of the Renaissance into the Baroque, of Neo-Classicism into Romanticism, of Modernism into Postmodernism — is a transformation of ideas.

cones and bullets

Making a point (or two)


I say it isn’t merely fashion, but fashion isn’t either. Perhaps you get some idea of what I mean if we look at the Maidenform bra, for instance.
dreamed i was wanted

Here it is, as hard as cardboard and pointy as a dart. It molded the female form to a rigid contour. I remember when it used to be called the “nose cone” look.

But if you consider the time that gave  birth to the nose cone, you recognize it was the Eisenhower ’50s. It wasn’t merely the bra that was rigid. Men wore starched shirts then, too. Suits and ties were required attire at the office.

Wives wore highly structured dresses, with darts and sizing, and a mask-like make up, with red lipstick and black mascara. Their hair was held stiff, too.

And what was the political climate? It was also stiff. People were expected to conform. Those who didn’t were suspect. Investigated by the House Un-American Activities Committee. There was a conventional idea of what the ideal was. You can see it in the TV shows of the time.

Leave It to Beaver? The Donna Reed Show? Dragnet.soft and natural

Interestingly, the ’50 lasted through the ’60s. But at the end of that decade, something happened. The rigid bra went out. So did the structured clothes. So did the stiff ideas.

These things are all connected.

The ’60s, by the way, lasted into the middle of the ’70s, when the ’80s began. Our idea of decades in this century is a little cockeyed. Still, we call the ’60s the ’60s and everyone knows what we mean, even though what we mean is the years between 1968 and 1974. That was the ’60s. All over in a flash. I remember — the flashing, that is.

It was a retreat from what seemed like inauthentic artifice into what seemed at the time to be authentic naturalness. “Natural” became the adjective of the decade. I remember one shampoo that advertised “100 percent all natural natural ingredients,” which, of course, promised only that whatever natural ingredients made it into the bottle, were actually natural.nipple bra

Black America began wearing a hairstyle they called the “Natural.”

And we had the “braless” look. Even bras offered the braless look.

If the ’60s seemed like a reaction to the stuffy ’50s, it was. But it was a wide shift in sensibility. The art changed; the music changed; the politics changed; the philosophy changed.

Artifice vs. artlessness

Before there was stiff underwear, in the 1920s, when things were looser mentally, emotionally and morally, underwear was looser, too.1920s lingerie 2

And we can see the reassertion of the artificial, parodied by Madonna in the 80s.

Like the change that occurred at the time of the Reformation, more emphasis was placed on individual freedom of thought and less on the authority of power. Martin Luther wanted everyone to be able to read the Bible, and not have the book only interpreted by a priestly class. Abbie Hoffman (admittedly a lesser intellect, although I don’t think that insults Hoffman) wanted to make up his own mind about the Vietnam War instead of taking Lyndon Johnson’s interpretation of it.Abbie Hoffman 1

I can recall hearing over and over from our elders at the time that “Johnson has facts we don’t know; we have to trust him.” Well, it turned out he was as clueless as anyone. We of my generation thought we’d never make that mistake again.

Over the centuries, each definable age is a reaction to the one that went before. The Renaissance reacted to the Middle Ages. The Romantic Age to the Neo Classical age before it. Victorianism to the Romanticism and Modernism in the 20th Century to the Victorianism which it hated.

But what underlies these changes is a curious series of pendulums.

“Meta-pendulums”

yinyang colorYou know how you keep hearing that the pendulum only swings so far before reversing direction — so that the Sexual Revolution is replaced by the New Chastity — or so we’re told. The swing to the political left is slowed and eventually we swing back to the right. Hello Mitch McConnell.

These swings are, in fact, the very stuff of cultural change and we can see them through the art that embodies them.flaxman 1

When we see the change from Winckelmann’s exulted Classicism to Delacroix’s exotic Moorish women, we are seeing a change in ideas.Women of Algiers

What is curious is that these same pendulum swings keep recurring.

There are a bunch of them, and their “swing cycle” is irregular, so that the same ideas don’t occur at the same time: Some ideas have a longer cycle, some a quick turnaround. They never all line up quite the same way twice, which is why the various “romantic” periods in art — the Gothic, the Baroque, the Romantic — are not at all identical.

What I want to do is to take a look at a few of these swinging pendulums to get a feel for the changes they bring. And perhaps narrow them down to a few “metapendulums.” Those larger ideas that hold the smaller ones like melon balls in a hollowed out melon half.

An endless list

I made a list of some of these oppositions. My notebook went on for three pages. I stopped at 63 pairs of recurring ideas when I realized I could really go on for days adding to the list.

Here’s one example: How the middle of the 19th Century in France valued the historical (and religious and mythological) painting, like this David version of the death of Socrates. It was noble, formal, elevating. It taught the moral lessons that thoughtful people believed should be taught.death of socrates

But there was a reaction to it. That reaction gave us Impressionism, which gave up the past for the everyday present, like this barmaid in Manet’s painting.manet

I said these shifts recur. In the 1950s, for instance, the serious minded Abstract Expressionists, like Mark Rothko, expected their paintings to be morally and spiritually elevating.

What followed? The everyday present, like Warhol’s soup cans.rothko-warhol pair

The whole history of art keeps running back and forth through these issues, over and over, but never quite the same way — because other pendulums are also swinging back and forth at the same time, and their combined periods never quite in synch, so that the change from David to Manet is also a shift from a hard-edged style to a soft, fuzzy edged style, and between Rothko and Warhol comes the swing from abstract to realistic.

Among those 63 pairs of ideas — oppositions you might call them — are familiar ones. Here are a few of them:

Interest in the universal — Interest in the particular

Intellect primary — Emotion primary

Clarity — Complexity

Unity — Diversity

Religious — Secular

Edification — Entertainment

Reinforce ethos — Challenge ethos

Style — Content

Artificial — Natural

Social — Cosmic

Codification — Exploration

Stasis — Energy

Embrace past — Ignore Past

Internationalism — Nationalism

Emblematic (allegorical) — Mythic (symbolic)

Incarnation — Transcendence

Scientific realism — Emotional realism (“Truthiness”)

Nature as a desert — Nature as a cathedral

Vocation — Inspiration

Single creator — Atelier

Talent — Genius

Epic — Miniature

Dramatic — Lyric

Old form — New form

Irony — Sincerity

Discrete disciplines — Mix and match art forms

Depiction of emotion — Expression of emotion

There are many more. I’m sure you can come up with a bunch. But I don’t want to merely make a list.Dionysos pediment Parthenon

The general and the particular

 Because, as I was listing, I noticed that these ideas began to fall into larger patterns. They tend to group together, though some of the items in my list overlap, one category turning up as an item in another category.

But I want to look at the larger movements.sc000358.jpg

The first category is the rivalry between the universal and the particular. In some ages, we have wanted our art idealized. If we are going to paint a madonna, she should look like a woman, or better yet like all women, that is like Woman with a capital W. Especially if we harbor religious feelings about it, we don’t want our Madonna to look like Eleanor Roosevelt.

The 18th Century was one that believed in the importance of universalizing their art.

Samuel Johnson wrote in 1750 that “Poetry cannot dwell upon the minuter distinctions, by which one species differs from another, without departing from that simplicity of grandeur which fills the imagination.”

Or, in another place, “All the power of description is destroyed by a scrupulous enumeration; and the force of metaphors is lost, when the mind by the mention of particulars is turned more upon the original than the secondary sense, more upon that which the illustration is drawn than that to which it is applied.”

Nothing in real life is perfect, wrote painter Joshua Reynolds in his famous Discourses. The artist must never attempt to imitate real life too closely, he says, but rather, “he learns to design naturally by drawing his figures unlike to any one object. This idea of the perfect state of nature, which the artist calls the ideal beauty, is the great leading principle by which works of genius are conducted.”caravaggio madonna

Only 30 years later, English artist and poet William Blake wrote in the margins of his copy of Reynold’s Discourses

“To generalize is to be an idiot.”

He goes on to say: “To particularize is the alone distinction of merit. General knowledges are those knowledges that idiots possess.

“What is general nature? Is there such a thing? What is general knowledge? Is there such a thing? Strictly speaking, all knowledge is particular.

“Distinct general form cannot exist. Distinctness is particular, not general.”

Reynolds, if he painted a Madonna, would make sure she didn’t look like any live human being, but like the idea we have of the perfect form.

Blake, painting a Madonna, would certainly have made her look, if not like Eleanor Roosevelt, at least like some living, breathing woman he could see with his actual eyes.

And this is despite the fact that Reynolds is mainly a portraitist, making pictures of individuals — which he idealized in his paintings. And despite the fact that Blake makes mythological pictures of gods and spirits — which he meant to look like distinct personalities.

This issue between general and specific, universal and particular, recurs like all these ideas.laocoon

Hellenic and Hellenistic

It is the first major shift in Western art one sees, not counting the prehistoric art (which also follow most of these patterns). But beginning with the art of ancient Greece, we can see it reaching its height in the 4th Century, with such sculptures as the Elgin marbles and the frieze carvings of various temples.Belvedere Apollo

The Classical Greeks believed in idealized beauty, in the general and universal, as you can see in these lithe, stripped down figures.

But after the Macedonian invasion, under the reign of Alexander the Great, in the period we call Hellenistic, the main shift is in the naturalness of the art. The statues take on a movement and individuality unheard of in earlier Athens.

You can see the distinct face of the wrestler with his broken nose or the boy pulling a thorn from his foot. (You can also see the shift, mentioned above, from the morally elevating tone of the Classical period, to the everyday activities depicted in the Hellenistic).laocoon head

But just look at the faces, the Classical impassiveness and idealization,

and the Hellenistic warts and all portrait.

You can see the pendulum go back and forth, with early Roman art tending to imitate the Classic Greek, and Imperial Roman art again embracing the particular. Once you have seen a Roman portrait bust, there is not doubt you could pick its model out of a police lineup of a crowd at a bus station. They are so distinct.Roman portraits

In the Middle ages, first in the declining Roman period and the Romanesque, individuality is downplayed and figures, especially in the growing Christian church, tend to be generalized. But in the great Gothic period that flowered in the 11th and 12th centuries, the figures again become individualized. So much so, that the hundreds of figures carved into the side of, say, Chartres Cathedral, are as distinctive as movie stars’ faces.

During the Renaissance, figures are once more idealized. In the Baroque, they are individualized. In the Rococco, generalized, in the Romantic era, individualized. In the Academic painting that followed, they were again generalized. Impressionism put back their individual character. Modern art simplified the figures and generalized them — all of Modigliani’s figures seem interchangeable, for instance, or Brancusi’s idealized women. But particularity and distinct figures reappear with Pop and the following Postmodernism.

Back and forth the pendulum goes.

I have dwelt on this one pair of opposites rather a long time, just to get the feel of what I mean.

But, I also want to point out the subset of ideas that follow the fight between the universal and particular.

NEXT: Part 2 — More pendulums